Quarterly Surveillance Newsletter: Edition 6

Jamilia Parry, Martin Douglas & Jonathan Lappage
10 August 2026

Stay ahead of the changing surveillance landscape

Surveillance is evolving rapidly, driven by advances in AI and changing regulatory expectations. Our latest Surveillance Newsletter explores practical AI applications, key SEC and FCA developments, recent enforcement actions and the latest innovations shaping the future of surveillance.

In this edition, you'll discover:

How AI is helping surveillance teams prioritize high-risk alerts through smarter trade alert triage and enhanced communications surveillance.
What the SEC's FY2026 examination priorities and the FCA's latest observations mean for algorithmic trading controls, surveillance governance and supervisory oversight.
Key lessons from recent UK and US enforcement actions and how firms can strengthen controls to reduce regulatory risk.
The latest vendor developments and industry research shaping the future of surveillance.

Whether you're responsible for surveillance, compliance or financial crime risk, this edition provides practical insights to help strengthen your surveillance framework and navigate an evolving regulatory landscape.

Download the PDF to find out more.